I'll ask a few short questions, and then tell you how we can help you open your account.
Let's get started. Are you retired?
1/9
What's your primary reason for investing?
2/9
Are you currently investing?
3/9
What are your investable assets?
4/9
What are you looking for in a financial advisor?
5/9
What is your current age?
6/9
When deciding how to invest your money, which do you care about more?
7/9
The global stock market is often volatile. If your entire investment portfolio lost 10% of its value in a month during a market decline, what would you do?
8/9
I expect to pull money from my investments in:
9/9
Your survey answers indicate your risk category is AGGRESSIVE: An Aggressive investor values maximizing returns and is willing to accept substantial risk. An Aggressive investor may endure extensive volatility and significant losses. Liquidity is generally not a concern to an Aggressive investor.
Your survey answers indicate your risk category is MODERATE: A Moderate investor values reducing risks and enhancing returns equally. This investor is willing to accept modest risks to seek higher long-term returns. A Moderate investor may endure a short-term loss of principal and lower degree of liquidity in exchange for long-term appreciation.
Your survey answers indicate your risk category is CONSERVATIVE: A Conservative investor values protecting principal over seeking appreciation. This investor is comfortable accepting lower returns for a higher degree of liquidity and/or stability. Typically, a Conservative investor primarily seeks to minimize risk and loss of principal. At this time Calabash Asset Management LLC may not be the right fit for you.
Please remember that past performance is not a guide to the future and that losses may be made.
You are entering a section of this site that is intended for Institutional Investors (Qualified Purchaser)
and Financial Advisors only. This section of the site is available to Institutional Investors or Financial
Advisors only and provides information on products, strategies and services.
Are you an Institutional Investor, Accredited Investor or Financial Advisor?
An “Accredited Investor” means a person who comes within any of the following categories:
(a) A natural person who has individual net worth, or joint net worth with the person’s spouse, that
exceeds $1 million at the time of the purchase, excluding the value of the primary residence of such
person;
(b) A natural person with income exceeding $200,000 in each of the two most recent years or joint
income with a spouse exceeding $300,000 for those years and a reasonable expectation of the same
income level in the current year;
(c) A corporation, partnership, or charitable organization with assets exceeding $5 million;
(d) A bank, insurance company, registered investment company, business development company, or
small business investment company;
(e) An employee benefit plan, within the meaning of the Employee Retirement Income Security Act, if a
bank, insurance company, or registered investment adviser makes the investment decisions, or if the
plan has total assets in excess of $5 million;
(f) A director, executive officer, or general partner of the company selling the securities;
(g) A business in which all the equity owners are accredited investors; or
(h) A trust with assets in excess of $5 million, not formed to acquire the securities offered, whose
purchases a sophisticated person makes.
(i) The complete definition of “Accredited Investor” is found in Rule 501 of Regulation D under the
Securities Act of 1933.
